Compliance Assistant


Location: Carlisle
Salary: Experience Dependent
Hours: Full-time (Monday – Friday)
Job Type: Permanent

We’re looking for a qualified compliance professional looking to further their career.

Due to continued growth, we have an exciting opportunity to join a successful nationwide financial services business. As a Compliance Assistant you will be involved in all areas of the compliance department and its functions. You'll be helping to ensure the company attains high standards of regulatory compliance by providing practical and efficient compliance solutions.
Duties will include:

  • Support the Compliance team in monitoring and assessing compliance within rules and guidance
  • Work with the Compliance team to ensure the business’ systems and controls are robust and support immediate and future business plans
  • Provide assistance and guidance on compliance-related queries
  • Assisting with departmental staff training and development
  • Liaising with colleagues and clients
  • Monitoring the CRM System to ensure that the client records are updated and maintained
  • Assisting with all administration tasks; pre and post-sale checks, file auditing

Skills and Experience:

  • Hold a relevant professional qualification; level 4 qualification in financial services 
    knowledge of UK financial regulation (or willing to undertake)
  • Experience of working in compliance related function
  • High degree of organisational ability and analytical skills
  • Excellent written and interpersonal communication skills are essential
  • Ability to work in a professional and confidential manner
  • A self-starter, with the ability to work on your own initiative and a flexible working attitude
  • Good time management with excellent organisational skills, the ability to multi-task and appropriately prioritise tasks

To apply today or for more information, please call Sophie in the office on 01228 812585
NXT Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this position, you accept the Terms and Conditions, Privacy Policy and Disclaimers, which can be found on the NXT Recruitment website.


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